3rd February 2017

Paraplanners

Written by Rory Percival
Posted inAdvice market,General,Regulation,Suitability reports

I like paraplanners. Personally, I have generally found them to be enthusiastic, dedicated and – in a sector that … Read More

9th December 2016

File reviews

Written by Rory Percival
Posted inAdvice market,Disclosure,Fact-finding / risk profiling,Regulation,Research and due diligence,Suitability reports

How are file reviews undertaken at your firm? In my experience there are three broad categories of file reviews: … Read More