Supporting professionalism

Training, conference speaking, guides, consultancy

Helping firms focus on the client and meet FCA expectations

Practical, workable compliance

About me...

I have worked for 20 years in financial advice firms, 10 years at the regulator and have now set up my own training and consultancy firm.

In my time at the regulator I became increasingly influential in the way the FCA thought about, and supervised advisers.

Prior to joining the regulator, I worked in financial advisory firms mainly in compliance, training and technical support roles. I have Chartered Financial Planner status with 460 CII credits.

All my work involves supporting professionalism in the financial advice and planning sector, including helping individuals and firms understand the FCA’s expectations.