I am available for expert witness work.  I have extensive knowledge of the FCA Rules as relate to financial advice (investment advice) and the regulator’s expectations of advisory firms. I am the country’s leading expert on what the suitability and disclosure rules mean in practice.

My expert witness experience includes:

  • Financial Conduct Authority v Avacade & ors (clear, fair and not misleading) (judgment)
  • Adam Anderson and others v Sense Network Limited (s39)(judgment)
  • First Financial Limited v The Financial Services Authority (suitability of advice)(decision)
  • I have been/am currently involved with further s39 and suitability of advice cases

Please contact me on 07761 288652 or for an initial discussion on the nature of the case and a conflicts of interest check. My hourly rate is £350.