I am available for expert witness work. I have extensive knowledge of the FCA Rules as relate to financial advice (investment advice) and the regulator’s expectations of advisory firms. I am the country’s leading expert on what the suitability and disclosure rules mean in practice.
My expert witness experience includes:
- Financial Conduct Authority v Avacade & ors (clear, fair and not misleading) (judgment)
- Adam Anderson and others v Sense Network Limited (s39)(judgment)
- First Financial Limited v The Financial Services Authority (suitability of advice)(decision)
- I have been/am currently involved with further s39 and suitability of advice cases
Please contact me on 07761 288652 or email@example.com for an initial discussion on the nature of the case and a conflicts of interest check. My hourly rate is £350.