Guides

An ex-regulators guide to risk profiling tools

I am very pleased to announce the launch of my first guide. This is a review of risk profiling tools and the objectives are to:

  1. Test current risk profiling tools against the FCA’s guidance.
  2. Provide a ‘How to …’ guide to help advisers understand how to use them in a way that is likely to meet the FCA requirements, including those introduced by MiFID II.
  3. Provide additional commentary and good practice examples around assessing the level of risk the client is willing and able to take.

The tool can be purchased here

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