An ex-regulators guide to risk profiling tools
I am very pleased to announce the launch of my first guide. This is a review of risk profiling tools and the objectives are to:
- Test current risk profiling tools against the FCA’s guidance.
- Provide a ‘How to …’ guide to help advisers understand how to use them in a way that is likely to meet the FCA requirements, including those introduced by MiFID II.
- Provide additional commentary and good practice examples around assessing the level of risk the client is willing and able to take.
The tool can be purchased here